Caroline Foster

Caroline Foster

Caroline Foster qualified as a solicitor in 1987. She worked in private practice for seven years, before joining Hill Samuel Investment Services Group as a legal adviser. Since October 1999, she has been with private client broker/dealer Edward Jones Limited where she is Compliance Solicitor, Deputy Legal Counsel, and Deputy MLRO. She is a Member of the Securities Institute, and sits on the Regulatory Committee of the Association of Private Client Investment Managers and Stockbrokers. Caroline has written and presented seminars on money laundering, and is the author of the money laundering module of the Postgraduate Diploma on Financial Services Law offered by London Metropolitan University and Informa Distance Learning. Caroline was a member of the Interdiction of Terrorist Property Working Group which reported on the Legal Implications of the Financial War on Terror in July 2002. In addition to ‘Money Laundering: Business Compliance’, Caroline is also working on a new book about ‘Know Your Customer’ law and regulation.

Affiliations and Expertise